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Form ADV is a required submission to the U.S. Securities and Exchange Commission (SEC) by a professional investment advisor. The form must be made available as public record for companies managing in excess of $25 million. Form ADV is divided into two parts:

  • Part I discloses specific information about a registered investment advisor that is important to regulators, such as the form of the organization, nature of the business and business and disciplinary history in the last ten years. That filing is available from the SEC’s website.
  • Part II is a disclosure document for clients of the business and includes information about services, fees and investment strategies.

The SEC asks us to document your request for our disclosure information, so please enter your first and last name below to dowload StanCorp Investment Advisers’ Form ADV Part II.

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